Sheaff Brock Investment Advisors, LLC
SEC REGISTRATION
Sheaff Brock Investment Advisors, LLC is a registered investment adviser with the United States Securities and Exchange Commission and pursuant to pertinent laws and regulations, also maintains a “notice filing” with several other states.
NO OFFER
Nothing on the SBIA website should be construed as a solicitation or offer, or recommendation, to acquire or dispose of any investment or to engage in any other transaction. SBIA does not render or offer to render personalized investment advice of financial planning advice through the SBIA website. SBIA’s specific advice is given only within the context of our contractual agreements with each client. The SBIA website is limited to the dissemination of general information about SBIA’s service offerings, and provides an alternative method for prospective clients to learn more about SBIA, and contact SBIA. Advice may only be rendered after the delivery of Form ADV-Part II, the execution of an investment advisory agreement by the client and the advisor, and the initial payment of the investment advisory fee by the client to the advisor.
NO RELIANCE
While SBIA uses reasonable efforts to obtain information from sources which it believes to be reliable, SBIA makes no representation that the information or opinions contained on the SBIA website are accurate, reliable or complete. The information and opinions contained in the SBIA website are provided by SBIA for personal use and informational purposes only and are subject to change without notice. Nothing contained on the SBIA website constitutes investment, financial, legal, tax or other advice nor is to be relied on in making an investment or other decision. SBIA’s specific advice is given only within the context of our contractual agreements with each client.
LINKED WEBSITES
When you access certain links on the SBIA website you may leave the SBIA website. SBIA does not endorse the content of such websites nor the products, services or other items offered through such websites. Any links to other sites are not intended as referrals or endorsements, but are merely provided to the users of the SBIA website for convenience and informational purposes.
PASSWORD-PROTECTED AREAS
Some of the material in SBIA’s website, notably under Client Update, is password-protected and access to these areas is restricted to authorized users only. For example, the TD Ameritrade site is password-protected for SBIA’s clients only. The user in password-protected areas is responsible for any use of the password and for maintaining the confidentiality of the password.
DOWNLOADED MATERIAL FROM WEBSITE
You may download or print out a hard copy of individual pages and/or sections of the SBIA website, and files made available for download, provided that you do not remove any logos or other proprietary notices. Any downloading or otherwise copying from the SBIA website will not transfer title to any software or material to you. You may not reproduce (in whole or part), transmit (by electronic means or otherwise), modify, link into or use for any public or commercial purpose the SBIA website without prior written permission of SBIA.
At certain places on this Sheaff Brock Investment Advisors, LLC Internet site, live links to other internet addresses can be accessed. Such external internet addresses contain information created, published, maintained, or otherwise posted by institutions or organizations independent of Sheaff Brock Investmet Advisors, LLC. Sheaff Brock Investment Advisors, LLC does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy, completeness, efficacy, timeliness, or correct sequencing of information located at such addresses. Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken after an independent review of its accuracy, completeness, efficacy, and timeliness. Reference therein to any specific commercial product, process, or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement, recommendation, or favoring by Sheaff Brock Investment Advisors, LLC.